Legal

Trading & Conflicts Policy

Last updated: November 9, 2026 · Signal Technologies LLC

Why this exists: the people who build and run Signal Technology, and our affiliate Signal Capital LLC, may trade the same index and ETF options our alerts cover. This policy is how we keep that activity from working against subscribers. It is incorporated into our Terms of Service (§8).

1. Who is covered

This policy applies to Signal Technologies LLC, its founders, owners, staff and contractors with access to the alert engine or to unpublished alerts, and to Signal Capital LLC and any fund or account it manages (together, “covered persons”).

2. Blackout around alerts

Covered persons do not trade an alerted contract from 15 minutes before an alert until 30 minutes after it posts. “Alerted contract” means the specific option contract named in a graded alert (symbol, expiration, strike and type) and any contract that is economically equivalent.
Because alerts are generated by a rules engine, covered persons do not know in advance exactly when one will fire. The 15-minute look-back therefore works as an after-the-fact test: any covered-person trade in a contract that is alerted within the following 15 minutes is logged and reviewed.
Covered persons never trade against an open alert — they do not take the opposite side of a graded alert while that alert is live (before its invalidation reference prints or the session ends).

3. Founder commentary discloses positions

When a founder or staff member posts commentary about a specific security or contract in a founder channel, in Discord, on social media, or on this site, the post discloses the poster’s position (long, short, or none) at the time of posting. Automated alerts carry no position because the engine holds none.

4. No pay for mentions

We receive no pay of any kind from any issuer, broker, promoter, or third party for mentioning, alerting, or covering a security. Our only revenue from the service is subscription fees paid by subscribers and disclosed affiliate referral commissions paid by us to affiliates (never to us). Sub-$5 and OTC names are excluded from our cheap-name coverage.

5. Compliance logging

Covered-person trades in covered symbols are logged internally together with alert timestamps and reviewed for compliance with this policy. Logs are kept for at least five years. Violations are handled internally and may result in loss of alert-engine access or termination.

6. What this policy is not

It is not a promise that covered persons will or will not hold any position at any time.
It is not investment advice. Alerts remain automated structural scores; you place every order.
It does not create third-party rights; disputes are governed by the Terms of Service.

7. Changes

We may update this policy. The date at the top changes when we do, and material changes are announced in Discord. Questions: [email protected].